Verbal Episodic Processing in Newborns
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eLife Assessment
This fundamental study reports solid evidence for early verbal episodic memory formation. The findings demonstrate that speaker identity is a crucial feature, enabling episodic-like memories from birth, and will be of interest to cognitive neuroscientists working on brain development, memory, language learning and social cognition.
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Abstract
During the first period of life, human infants rapidly and effortlessly acquire the languages they are exposed to. Although memory is central to this process, the nature of early verbal memory systems and the factors that determine retention and forgetting remain largely unknown. Behavioural and brain measures have demonstrated memory formation in newborns. However, word traces fade in the face of acoustic overlap, leading to interference and forgetting. Here, we investigate whether speakers’ identity changes facilitate the separation into distinct acoustic episodes and the creation of non-overlapping verbal memories. Newborns (0-4 days-old) were tested in a familiarization-interference-test protocol, while neural cortical activity was recorded using functional Near-Infrared Spectroscopy (fNIRS). The results showed higher neural activation for novel words compared to familiar ones in the test phase, indicating that the infants recognized the familiar words despite the presence of potentially interfering sounds. The recognition response was measured over the left inferior frontal (IFG) and superior temporal gyrus (STG) areas, known to be crucial for encoding auditory information and language processing. The neural response also involved the right IFG and STG, involved in interpreting vocal social cues and speaker recognition. These data show that speaker identity is a key feature of speech, enabling episodic-like memories from birth and evolutionary advantages at the outset of human communication.
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eLife Assessment
This fundamental study reports solid evidence for early verbal episodic memory formation. The findings demonstrate that speaker identity is a crucial feature, enabling episodic-like memories from birth, and will be of interest to cognitive neuroscientists working on brain development, memory, language learning and social cognition.
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Reviewer #1 (Public review):
Summary:
This manuscript investigates whether newborns can use speaker identity to separate verbal memories, aiming to shed light on the earliest mechanisms of language learning and memory formation. The authors employ a well-designed experimental paradigm using functional near-infrared spectroscopy (fNIRS) to measure neural responses in newborns exposed to familiar and novel words, with careful counterbalancing and acoustic controls. Their main finding is that newborns show differential neural activation to novel versus familiar words, particularly when speaker identity changes, suggesting that even at birth, infants can use indexical cues to support memory.
Strengths:
Major strengths of the work include its innovative approach to a longstanding question in developmental science, the use of appropriate and …
Reviewer #1 (Public review):
Summary:
This manuscript investigates whether newborns can use speaker identity to separate verbal memories, aiming to shed light on the earliest mechanisms of language learning and memory formation. The authors employ a well-designed experimental paradigm using functional near-infrared spectroscopy (fNIRS) to measure neural responses in newborns exposed to familiar and novel words, with careful counterbalancing and acoustic controls. Their main finding is that newborns show differential neural activation to novel versus familiar words, particularly when speaker identity changes, suggesting that even at birth, infants can use indexical cues to support memory.
Strengths:
Major strengths of the work include its innovative approach to a longstanding question in developmental science, the use of appropriate and state-of-the-art neuroimaging methods for this age group, and a thoughtful experimental design that attempts to control for order and acoustic confounds. The study addresses a significant gap in our understanding of how infants process and remember speech, and the data are presented transparently, with clear reporting of both significant and non-significant results.
Weaknesses:
However, there are notable weaknesses that limit the strength of the conclusions. The main recognition effect is restricted to a specific subgroup of participants and emerges only during a particular testing window, raising questions about the robustness and generalizability of the findings. The sample size, while typical for infant neuroimaging, is modest, and the statistical power is further reduced by missing data and group-dependent effects. Additionally, the claims regarding episodic memory and evolutionary implications are somewhat overstated, as the paradigm primarily demonstrates memory retention over a few minutes without evidence of the rich, contextually bound recall characteristic of fully developed episodic memory.
Overall, the authors have achieved their primary aim of demonstrating that speaker identity can facilitate memory separation in newborns, providing valuable preliminary evidence for early indexical processing in language learning. The results are intriguing and likely to stimulate further research, but the limitations in effect robustness and theoretical interpretation mean that the findings should be viewed as an important step forward rather than a definitive answer. The methods and data will be of interest to researchers studying infant cognition, memory, and language, and the study highlights both the promise and the challenges of probing complex cognitive processes in the earliest stages of life.
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Reviewer #2 (Public review):
Summary:
Previous studies by some of the same authors of the actual manuscript showed that healthy human newborns memorize recently learned nonsense words. They exposed neonates to a familiarization period (several minutes) when multiple repetitions of a bisyllabic word were presented, uttered by the same speaker. Then they exposed neonates to an "interference period" when newborns listened to music or the same speaker uttering a different pseudoword. Finally, neonates were exposed to a test period when infants hear the familiarized word again. Interestingly, when the interference was music, the recognition of the word remained. The word recognition of the word was measured by using the NIRS technique, which estimates the regional brain oxygenation at the scalp level. Specifically, the brain response to the …
Reviewer #2 (Public review):
Summary:
Previous studies by some of the same authors of the actual manuscript showed that healthy human newborns memorize recently learned nonsense words. They exposed neonates to a familiarization period (several minutes) when multiple repetitions of a bisyllabic word were presented, uttered by the same speaker. Then they exposed neonates to an "interference period" when newborns listened to music or the same speaker uttering a different pseudoword. Finally, neonates were exposed to a test period when infants hear the familiarized word again. Interestingly, when the interference was music, the recognition of the word remained. The word recognition of the word was measured by using the NIRS technique, which estimates the regional brain oxygenation at the scalp level. Specifically, the brain response to the word in the test was reduced, unveiling a familiarity effect, while an increase in regional brain oxygenation corresponds to the detection of a "new word" due to a novelty effect. In previous studies, music does not erase the memory traces for a word (familiarity effect), while a different word uttered by the same speaker does.
The current study aims at exploring whether and how word memory is interfered with by other speech properties, specifically the changes in the speaker, while young children can distinguish speakers by processing the speech. The author's main hypothesis anticipates that new speaker recognition would produce less interference in the familiarized word because somehow neonates "separate" the processing of both words (familiarized uttered by one speaker, and interfering word, uttered by a different speaker), memorizing both words as different auditory events.
From my point of view, this hypothesis is interesting, since the results would contribute to estimating the role of the speaker in word learning and speech processing early in life.
Strengths:
(1) New data from neonates. Exploring neonates' cognitive abilities is a big challenge, and we need more data to enrich the knowledge of the early steps of language acquisition.
(2) The study contributes new data showing the role of speaker (recognition) on word learning (word memory), a quite unexplored factor. The idea that neonates include speakers in speech processing is not new, but its role in word memory has not been evaluated before. The possible interpretation is that neonates integrate the process of the linguistic and communicative aspects of speech at this early age.
(3) The study proposes a quite novel analytic approach. The new mixed models allow exploring the brain response considering an unbalanced design. More than the loss of data, which is frequent in infants' studies, the familiarization, interference and learning processes may take place at different moments of the experiment (e.g. related to changes in behavioural states along the experiment) or expressed in different regions (e.g. related to individual variations in optodes' locations and brain anatomy).
Weaknesses:
I did not find major weaknesses. However, I would like to have more discussion or explanation on the following points.
(1) It would be fine to report the contribution of each infant to the analysis, i.e. how many good blocks, 1 to 5 in sequence 1 and 2, were provided by each infant.
(2) Why did the factor "blocknumber" range from 0 to 4? The authors should explain what block zero means and why not 1 to 5.
(3) I may suggest intending to integrate the changes in brain activity across the 3 phases. That is, whether changes in familiarization relate to changes in the test and interference phases. For instance, in Figure 2, the brain response distinguishes between same and novel words that occurred over IFG and STG in both hemispheres. However, in the right STG there was no initial increase in the brain response, and the response for the same was higher than the one for novels in the 5th block.
(4) Similarly, it is quite amazing that the brain did not increase the activity with respect to the familiarization during the interference phase, mainly over the left hemisphere, even if both the word and speaker changed. Although the discussion considers these findings, an integrated discussion of the detection of novel words and the detection of a novel speaker over time may benefit from a greater integration of the results.
Appraisal:
The authors achieved their aims because the design and analytic approaches showed significant differences. The conclusions are based on these results. Specifically, the hypothesis that neonates would memorize words after interference, when interfered speech is pronounced by a different speaker, was supported by the data in blocks 2 and 5, and the potential mechanisms underlying these findings were discussed, such as separate processing for different speakers, likely related to the recognition of speaker identity.
I think the discussion is well-structured, although I may suggest integrating the changes into the three phases of the study. Maybe comparing with other regions, not related to speech processing.
Evaluating neonates is a challenge. Because physiology is constantly changing. For instance, in 9 minutes, newborns may transit from different behavioral states and experience different physiological needs.
This study offers the opportunity to inspire looking for commonalities and individual differences when investigating early memory capacities of newborns.
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