Runoff potential index for upland-lowland drought assessment in rainfed rice using earth observation and mechanistic crop modelling

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Abstract

Drought vulnerability assessment in agricultural systems remains increasingly critical under climate change, yet current approaches are constrained by limitations of existing topographic indices, particularly in low-gradient terrains where the widely-used Topographic Wetness Index (TWI) exhibits numerical instability and fails to detect critical microtopographic variations that control water retention at field scales. This study introduces the Runoff Potential Index (RPI), a curvature-based terrain metric that addresses specific limitations of slope-dependent indices for climate-resilient agricultural drought assessment: RPI(x, y) = ∇2z/(|∇z|+ε), integrating local terrain curvature (via Laplacian of elevation) with slope magnitude. The analysis presents complementary approaches combining: (1) RPI terrain analysis using satellite-derived elevation data for upland-lowland differentiation based on terrain-controlled water redistribution, identifying runoff-prone uplands versus water-retaining lowlands, and (2) CERES-Rice mechanistic crop modeling driven entirely by Earth observation data to evaluate drought stress patterns across varying sowing dates, supporting climate adaptation strategies in data-scarce regions. The RPI maintained analytical sensitivity across subtle elevation gradients (0.7-1.8 m variations) where TWI becomes numerically unstable, successfully detecting centimeter-scale microtopographic variations critical for water retention. Terrain analysis revealed distinct upland-lowland differentiation patterns, with lowland areas achieving 200 kg/ha higher yields compared to upland areas. CERES-Rice simulations across 20 years (2000-2019) identified optimal sowing windows that minimize drought stress, with delayed sowing causing yield reductions exceeding 1,500 kg/ha. Critically, terrain-based yield advantages (200-300 kg/ha) are substantially smaller than temporal optimization benefits, exposing limitations in current mechanistic models that fail to adequately represent topographic water redistribution effects captured by RPI analysis. The Earth observation-based framework enables drought vulnerability mapping without ground-based data requirements, supporting climate adaptation in agricultural systems globally. The findings reveal conceptual limitations in bucket-based crop models and demonstrate scalable approaches for drought-resilient agriculture under changing climate conditions. This framework enables practical climate adaptation through: (1) field-specific sowing recommendations that prevent 45-73\% yield losses from suboptimal timing, (2) identification of drought-vulnerable zones requiring targeted water management, and (3) satellite-based drought risk assessment accessible to smallholder farmers in data-scarce regions, directly supporting SDG 13.1 (strengthen resilience and adaptive capacity to climate-related hazards) and SDG 13.3 (improve education and capacity-building on climate change adaptation).

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