Criterion placement threatens the construct validity of neural measures of consciousness

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    eLife Assessment

    This important study highlights a critical challenge to a great many studies of the neural correlates of consciousness that were based on post hoc sorting of reported awareness experience. The evidence supporting this criticism is convincing, based on simulations and decoding analysis of EEG data. The results will be of interest not only to psychologists and neuroscientists but also to philosophers who work on addressing mind-body relationships.

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Abstract

How consciousness arises from brain activity has been a topic of intense scientific research for decades. But how does one identify the neural basis of something that is intrinsically personal and subjective? A hallmark approach has been to ask observers to judge stimuli as 'seen' (conscious) and 'unseen' (unconscious) and use post hoc sorting of neural measurements based these judgments. Unfortunately, cognitive and response biases are known to strongly affect how observers place their criterion for judging stimuli as 'seen' vs. 'unseen', thereby confounding neural measures of consciousness. Surprisingly however, the effect of conservative and liberal criterion placement on neural measures of unconscious and conscious processing has never been explicitly investigated. Here we use simulations and electrophysiological brain measurements to show that conservative criterion placement has an unintuitive consequence: rather than selectively providing a cautious estimate of conscious processing, it inflates effect sizes in neural measures of both conscious and unconscious processing, while liberal criterion placement does the reverse. After showing this in simulation, we performed decoding analyses on two electroencephalography studies that employ common subjective indicators of conscious awareness, in which we experimentally manipulated the response criterion. The results confirm that the predicted confounding effects of criterion placement on neural measures of unconscious and conscious processing occur in empirical data, while further showing that the most widely used subjective scale, the Perceptual Awareness Scale (PAS), does not guard against criterion confounds. Follow up simulations explicate how the experimental context determines whether the relative confounding effect of criterion placement is larger in neural measures of either conscious or unconscious processing. We conclude that criterion placement threatens the construct validity of neural measures of conscious and unconscious processing.

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  1. eLife Assessment

    This important study highlights a critical challenge to a great many studies of the neural correlates of consciousness that were based on post hoc sorting of reported awareness experience. The evidence supporting this criticism is convincing, based on simulations and decoding analysis of EEG data. The results will be of interest not only to psychologists and neuroscientists but also to philosophers who work on addressing mind-body relationships.

  2. Reviewer #1 (Public review):

    Summary:

    The paper proposes that the placement of criteria for determining whether a stimulus is 'seen' or 'unseen' can significantly impact the validity of neural measures of consciousness. The authors found that conservative criteria, which require stronger evidence to classify a stimulus as 'seen,' tend to inflate effect sizes in neural measures, making conscious processing appear more pronounced than it is. Conversely, liberal criteria, which require less evidence, reduce these effect sizes, potentially underestimating conscious processing. This variability in effect sizes due to criterion placement can lead to misleading conclusions about the nature of conscious and unconscious processing.

    Furthermore, the study highlights that the Perceptual Awareness Scale (PAS), a commonly used tool in consciousness research, does not effectively mitigate these criterion-related confounds. This means that even with PAS, the validity of neural measures can still be compromised by how criteria are set. The authors emphasize the need for careful consideration and standardization of criterion placement in experimental designs to ensure that neural measures accurately reflect the underlying cognitive processes. By addressing this issue, the paper aims to improve the reliability and validity of findings in the field of consciousness research.

    Strengths:

    (1) This research provides a fresh perspective on how criterion placement can significantly impact the validity of neural measures in consciousness research.

    (2) The study employs robust simulations and EEG experiments to demonstrate the effects of criterion placement, ensuring that the findings are well-supported by empirical evidence.

    (3) By highlighting the limitations of the PAS and the impact of criterion placement, the study offers practical recommendations for improving experimental designs in consciousness research.

    Weaknesses:

    The primary focused criterion of PAS is a commonly used tool, but there are other measures of consciousness that were not evaluated, which might also be subject to similar or different criterion limitations. A simulation could applied to these metrics to show how generalizable the conclusion of the study is.

  3. Reviewer #2 (Public review):

    Summary:

    The study investigates the potential influence of the response criterion on neural decoding accuracy in consciousness and unconsciousness, utilizing either simulated data or reanalyzing experimental data with post-hoc sorting data.

    Strengths:

    When comparing the neural decoding performance of Target versus NonTarget with or without post-hoc sorting based on subject reports, it is evident that response criterion can influence the results. This was observed in simulated data as well as in two experiments that manipulated the subject response criterion to be either more liberal or more conservative. One experiment involved a two-level response (seen vs unseen), while the other included a more detailed four-level response (ranging from 0 for no experience to 3 for a clear experience). The findings consistently indicated that adopting a more conservative response criterion could enhance neural decoding performance, whether in conscious or unconscious states, depending on the sensitivity or overall response threshold.

    Weaknesses:

    (1) The response criterion plays a crucial role in influencing neural decoding because a subject's report may not always align with the actual stimulus presented. This discrepancy can occur in cases of false alarms, where a subject reports seeing a target that was not actually there, or in cases where a target is present but not reported. Some may argue that only using data from consistent trials (those with correct responses) would not be affected by the response criterion. However, the authors' analysis suggests that a conservative response criterion not only reduces false alarms but also impacts hit rates. It is important for the authors to further investigate how the response criterion affects neural decoding even when considering only correct trials.

    (2) The author has utilized decoding target vs. nontarget as the neural measures of unconscious and/or conscious processing. However, it is important to note that this is just one of the many neural measures used in the field. There are an increasing number of studies that focus on decoding the conscious content, such as target location or target category. If the author were to include results on decoding target orientation and how it may be influenced by response criterion, the field would greatly benefit from this paper.

  4. Reviewer #3 (Public review):

    Summary:

    Fahrenfort et al. investigate how liberal or conservative criterion placement in a detection task affects the construct validity of neural measures of unconscious cognition and conscious processing. Participants identified instances of "seen" or "unseen" in a detection task, a method known as post hoc sorting. Simulation data convincingly demonstrate that, counterintuitively, a conservative criterion inflates effect sizes of neural measures compared to a liberal criterion. While the impact of criterion shifts on effect size is suggested by signal detection theory, this study is the first to address this explicitly within the consciousness literature. Decoding analysis of data from two EEG experiments further shows that different criteria lead to differential effects on classifier performance in post hoc sorting. The findings underscore the pervasive influence of experimental design and participants report on neural measures of consciousness, revealing that criterion placement poses a critical challenge for researchers.

    Strengths and Weaknesses:

    One of the strengths of this study is the inclusion of the Perceptual Awareness Scale (PAS), which allows participants to provide more nuanced responses regarding their perceptual experiences. This approach ensures that responses at the lowest awareness level (selection 0) are made only when trials are genuinely unseen. This methodological choice is important as it helps prevent the overestimation of unconscious processing, enhancing the validity of the findings.

    A potential area for improvement in this study is the use of single time-points from peak decoding accuracy to generate current source density topography maps. While we recognize that the decoding analysis employed here differs from traditional ERP approaches, the robustness of the findings could be enhanced by exploring current source density over relevant time windows. Event-related peaks, both in terms of timing and amplitude, can sometimes be influenced by noise or variability in trial-averaged EEG data, and a time-window analysis might provide a more comprehensive and stable representation of the underlying neural dynamics.

    It is helpful that the authors show the standard error of the mean for the classifier performance over time. A similar indication of a measure of variance in other figures could improve clarity and transparency.
    That said, the paper appears solid regarding technical issues overall. The authors also do a commendable job in the discussion by addressing alternative paradigms, such as wagering paradigms, as a possible remedy to the criterion problem (Peters & Lau, 2015; Dienes & Seth, 2010). Their consideration of these alternatives provides a balanced view and strengthens the overall discussion.

    Impact of the Work:

    This study effectively demonstrates a phenomenon that has been largely unexplored within the consciousness literature. Subjective measures may not reliably capture the construct they aim to measure due to criterion confounds. Future research on neural measures of consciousness should account for this issue, and no-report measures may be necessary until the criterion problem is resolved.