Integrating SVR Optimization and Machine Learning-Based Feature Importance for TBM Penetration Rate Prediction

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Abstract

In this study, a Support Vector Regression (SVR) model was developed to predict the rate of penetration (ROP) during tunnel excavation, and its hyperparameters were optimized using Grid Search (GS), Random Search (RS), and Bayesian Optimization (BO). The results indicate that BO reached the optimal parameter set with only 30–50 evaluations, whereas GS and RS required approximately 1000 evaluations. In addition, BO achieved the highest predictive accuracy (R2 = 0.9625) while reducing the computational time from 25.83 s (GS) to 17.31 s. Compared with the baseline SVM model, the optimized SVR demonstrated high accuracy (R2 = 0.9610–0.9625), strong stability (NSE = 0.9194–0.9231), and low error levels (MAE = 0.0927–0.1099), clearly highlighting the critical role of hyperparameter optimization in improving model performance. To enhance interpretability, a feature importance analysis was conducted using four machine learning methods: Random Forest (RF), Bagged Trees (BT), Support Vector Machines (SVM), and the Generalized Additive Model (GAM). The relative contributions of BI, UCS, ALPHA, and DPW to ROP were evaluated, providing clearer insight into the model’s decision-making process and enabling more reliable engineering interpretation. Overall, integrating hyperparameter optimization with feature importance analysis significantly improves both predictive performance and model explainability. The proposed approach offers a robust, generalizable, and scientifically sound framework for TBM operations and geotechnical modeling applications.

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