A Deep Learning-Based Method for Mechanical Equipment Unknown Fault Detection in the Industrial Internet of Things

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Abstract

With the development of the Industrial Internet of Things (IIoT) technology, fault diagnosis has emerged as a critical component of its operational reliability, and machine learning algorithms play a crucial role in fault diagnosis. To achieve better fault diagnosis results, it is necessary to have a sufficient number of fault samples participating in the training of the model. In actual industrial scenarios, it is often difficult to obtain fault samples, and there may even be situations where no fault samples exist. For scenarios without fault samples, accurately identifying the unknown faults of equipment is an issue that requires focused attention. This paper presents a method for the normal-sample-based mechanical equipment unknown fault detection. By leveraging the characteristics of the auto-encoder network (AE) in deep learning for feature extraction and sample reconstruction, normal samples are used to train the AE network. Whether the input sample is abnormal is determined via the reconstruction error and a threshold value, achieving the goal of anomaly detection without relying on fault samples. In terms of input data, the frequency domain features of normal samples are used to train the AE network, which improves the training stability of the AE network model, reduces the network parameters, and saves the occupied memory space at the same time. Moreover, this paper further improves the network based on the traditional AE network by incorporating a convolutional neural network (CNN) and a long short-term memory network (LSTM). This enhances the ability of the AE network to extract the spatial and temporal features of the input data, further improving the network’s ability to extract and recognize abnormal features. In the simulation part, through public datasets collected in factories, the advantages and practicality of this method compared with other algorithms in the detection of unknown faults are fully verified.

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