Improved estimation of time-varying reproduction numbers at low case incidence and between epidemic waves

  1. Kris V. Parag

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Abstract

We construct a recursive Bayesian smoother, termed EpiFilter, for estimating the effective reproduction number, R, from the incidence of an infectious disease in real time and retrospectively. Our approach borrows from Kalman filtering theory, is quick and easy to compute, generalisable, deterministic and unlike many current methods, requires no change-point or window size assumptions. We model R as a flexible, hidden Markov state process and exactly solve forward-backward algorithms, to derive R estimates that incorporate all available incidence information. This unifies and extends two popular methods, EpiEstim, which considers past incidence, and the Wallinga-Teunis method, which looks forward in time. We find that this combination of maximising information and minimising assumptions significantly reduces the bias and variance of R estimates. Moreover, these properties make EpiFilter more statistically robust in periods of low incidence, where several existing methods can become destabilised. As a result, EpiFilter offers improved inference of time-varying transmission patterns that are advantageous for assessing the risk of upcoming waves of infection or the influence of interventions, in real time and at various spatial scales.

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  1. Version published to 10.1371/journal.pcbi.1009347
  2. Version published to 10.1101/2020.09.14.20194589v3 on medRxiv
  3. Version published to 10.1101/2020.09.14.20194589v2 on medRxiv
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  5. Version published to 10.1101/2020.09.14.20194589v1 on medRxiv